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P Chart (Proportion Chart)

In the realm of Lean Six Sigma, the use of control charts is fundamental for maintaining and improving the quality of processes. Among various types of control charts, the P Chart, or Proportion Chart, stands out for its specific application to categorical data. This article delves into the theory and construction of P Charts within the context of Six Sigma Control Plans, offering insights into their importance, methodology, and application.


Understanding P Charts

A P Chart is a type of statistical control chart used to monitor the proportion of defective units in a process over time. It is particularly useful when dealing with binary outcomes (e.g., pass/fail, defect/no defect) in a sample of varying sizes. The primary purpose of a P Chart is to identify significant process changes, which could indicate a deviation from process stability and capability.


The Theory Behind P Charts

The underlying theory of P Charts is based on the binomial distribution, which is applicable when the product or outcome can be classified into two categories (e.g., defective or non-defective). The binomial distribution assumes a constant probability of an event (defect) in each trial, and the P Chart helps in visualizing how the actual proportion of defects varies around this probability.


Construction of P Charts

Constructing a P Chart involves several key steps:

  1. Data Collection: Collect data from the process. This data should include the number of units inspected and the number of defective units in each sample.

  2. Calculate Proportions: For each sample, calculate the proportion of defective units by dividing the number of defects by the total number of units inspected.

  3. Determine Control Limits: Calculate the average proportion defective (pˉ​) across all samples. Then, use this average to calculate the Upper Control Limit (UCL) and Lower Control Limit (LCL) based on the standard deviation of proportions (σp). These limits are typically set at ±3 standard deviations from the mean.

  4. Plot the Chart: Plot the proportion of defects for each sample on the chart, along with the average proportion defective (pˉ​) and the control limits (UCL and LCL).

  5. Interpret the Chart: Analyze the chart for any patterns or points outside the control limits. Points outside the control limits or non-random patterns within the limits indicate a potential shift in the process that needs investigation.

Application of P Charts

P Charts are invaluable in industries where quality control involves inspection of items for pass/fail criteria. They are widely used in manufacturing, healthcare, and service industries to monitor processes such as:

  • Manufacturing defect rates in production lots.

  • Hospital infection rates.

  • Service error rates in transactions.

Key Considerations

When implementing P Charts, it is crucial to consider the following:

  • Sample Size Variability: P Charts can accommodate varying sample sizes, but significant changes in sample size can affect the sensitivity of the chart.

  • Data Collection Methodology: Ensure consistent and accurate data collection methods to maintain the reliability of the chart.

  • Process Improvement: Use P Chart analysis to drive process improvement initiatives, targeting specific areas where deviations from desired performance are observed.

Conclusion

The P Chart is a powerful tool in the Lean Six Sigma toolkit for monitoring and controlling the proportion of defective units in a process. By understanding its theory, construction, and application, organizations can significantly enhance their quality control efforts, leading to improved process stability, efficiency, and customer satisfaction. Like any statistical tool, the effectiveness of P Charts lies in their proper application and the actionable insights derived from their analysis.

P Chart example

To illustrate the creation of a P Chart (Proportion Chart) in the context of a Lean Six Sigma project, let's consider a real-life example from a small manufacturing company that produces electronic components. This company is focused on improving the quality of its products by reducing the proportion of defective units produced in a given week. The Lean Six Sigma team decides to use a P Chart to monitor the proportion of defective products over time, aiming to identify any variations in the process that might indicate a departure from statistical control.

Example Scenario:

The manufacturing process is monitored over a period of 5 weeks. Each week, a random sample of electronic components is inspected to identify any defective units. The goal is to keep the proportion of defective units within acceptable control limits.

Data Collection:

The following table summarizes the data collected over the 5-week period:

Week

Total Units Inspected

Defective Units

1

150

15

2

160

12

3

150

9

4

160

18

5

150

6

Calculating Control Limits for the P Chart:

To calculate the Upper Control Limit (UCL) and Lower Control Limit (LCL), we first need to determine the average proportion defective (pˉ​)

Week

Total Units Inspected

Defective Units

Proportion Defective

1

150

15

0.10

2

160

12

0.075

3

150

9

0.06

4

160

18

0.1125

5

150

6

0.04

So in this case; Average Proportion Defective (pˉ​): ( 15 + 12 +9 + 18 + 6 ) / ( 150 + 160 + 150 + 160 + 150 ) = 60 / 770 = 0.0779


Then we'll use these values to find the control limits using the following formulas and that for each week.

So let's do that in a table, because we have to do that calculation for each week.

Week

Total Units Inspected

Defective Units

Proportion Defective

UCLp

LCLp

1

150

15

0.1

0.1436*

0.0123**

2

160

12

0.075

0.1415

0.0143

3

150

9

0.06

0.1436

0.0123

4

160

18

0.1125

0.1415

0.0143

5

150

6

0.04

0.1436

0.0123

*Calculation of UCLp for week 1:

=0.0779+3*SQRT((0.0779(1-0.0779))/C3) **Calculation of LCLp for week 1:

=0.0779-3*SQRT((0.0779 (1-0.0779))/C3)

Graph the P Chart


To graph the P Chart, we'll plot the proportion defective for each week along with the UCLp and LCLp lines to visualize how the process performs over time. Let's create this chart.

Analyze the P Chart

The P Chart above illustrates the proportion of defective units over a 5-week period. The blue line represents the proportion defective each week. The red dashed line indicates the Upper Control Limit (UCLp), and the green dashed line represents the Lower Control Limit (LCLp). The shaded area between the UCLp and LCLp shows the expected range of variation in the proportion of defective units if the process is in control.

Key observations from the chart:

  • The proportion of defective units varies each week but remains within the control limits for all observed weeks. This suggests that the process is in control, with no week showing a proportion of defects significantly higher or lower than the expected range.

  • The highest proportion of defects was observed in week 4 (11.25%), which is close to the UCLp but still within control limits.

  • The lowest proportion of defects was observed in week 5 (4%), which is well above the LCLp, indicating a good control over the quality.


In summary, the P Chart indicates that the process is stable and within control limits for the duration observed. There are no signs of out-of-control conditions based on the proportion of defective units.

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LSS_BoK_5.2 - Statistical Process Control (SPC)

B) Control Charts: Theory and Construction

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